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Assistant Manager, PCM, Securities Services Mumbai

  • Category: Bank >>
    • Location: Mumbai, Maharashtra
  • Jop type: Full-time
  • Salary: ₹ Not mentioned

Job Description

Assistant Manager, PCM, Securities Services-(2200021685)

Job

:Operations

Primary Location

:Asia-India-Mumbai

Schedule

:Full-time

Employee Status

:Permanent

Posting Date

:17/Aug/2022, 10:49:57 AM

Unposting Date

:31/Aug/2022, 6:59:00 PM Role Responsibilities

Business

Securities Services

Processes

Ensure compliance with all group and country policies, code of conduct, statutory regulations and laws
• Processing of Derivatives Transaction of Equity Derivatives, Currency and Interest Rate Derivatives and Securities Lending and Borrowing (SLBM)
• Processing of Trades related to PCM Operations
• Ensure that the Bank’s and client’s interests are covered in all instances
• Ensure that regulator, internal and group compliance requirements (including Anti Money laundering & Zero Tolerance guidelines) are complied at all times
• To suggest process, change if local conditions warrant making the processes stronger
• To ensure that proper risk classification is done at the time of approving transactions
• To complete review of all relevant reports
• Ensure that audit rating of ‘satisfactory’ and above is maintained for all internal and external audits with the section
• Ensure completion of EOD processes within one hour of receipt of files from Exchanges
• To ensure that the month-end activities and regulatory reporting are done within defined timelines
• Ensure punctuality and discipline
• Ensure proper update and maintenance of collaterals
• Cross-skilling - To act as back-up
• Ensure all clients reporting are done on time and all queries of client are replied within 24 Hours
• Ensure that the sectional archival, new requirement testing (UAT and UVT) and documentation, exception tracking MIS, etc is done on at good frequency intervals
• Keep the immediate Manager advised of the regular operations as well as report extraordinary occurrences so as to enable taking of appropriate action
• To execute any job or task resulting from any exigencies as well as those which may be assigned by Manager.

Regulatory & Business Conduct
• Display exemplary conduct and live by the Group’s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank

Job details

Full-time

Company Name: Standard Chartered Bank

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